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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
303 International Circle Suite 105, Hunt Valley, MD 21030-1364 • United States
White Hall, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Hunt Valley | MD | 10/2013 | 11/2024 |
| Prudential Insurance Company Of America | Hunt Valley | MD | 10/2013 | Present |
| Lpl Enterprise, Llc | White Hall | MD | 11/2024 | Present |
1) 03/05/2025- Strategic Wealth Advisors LLC- DBA for LPL Business (entity for LPL business)- inv. related - at reported business location(s)- start date 02/02/2021- 160hrs/mnth-160hrs during trading 2) 03/05/2025- Strategic Wealth Advisors LLC- Business Owner- This LLC is being used only to provide payroll for my assistant, there is no business income- inv. related- at Forest Hill, MD- start date 01/14/2021- 0hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-19 |
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