Chris Michael Schiesser

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2024
  Pruco Securities, Llc.
  Hunt Valley, MD
• 10/2013 → Present
  Prudential Insurance Company Of America
  Hunt Valley, MD
• 11/2024 → Present
  Lpl Enterprise, Llc
  White Hall, MD

Previous Registrations

• 2014-02-05 → 2024-11-14
  Pruco Securities, Llc.
  North Bethesda, MD
  Hunt Valley, MD
  White Hall, MD
  White Hall, MD
  White Hall, MD

Other Businesses

1) 03/05/2025- Strategic Wealth Advisors LLC- DBA for LPL Business (entity for LPL business)- inv. related - at reported business location(s)- start date 02/02/2021- 160hrs/mnth-160hrs during trading 2) 03/05/2025- Strategic Wealth Advisors LLC- Business Owner- This LLC is being used only to provide payroll for my assistant, there is no business income- inv. related- at Forest Hill, MD- start date 01/14/2021- 0hrs/mnth-0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-18
• S63 Uniform Securities Agent State Law Examination
  2013-12-19

Designations

• Certified Financial Planner