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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2003-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Honolulu | HI | 01/2003 | Present |
(1) 08/09/2002 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - PACIFIC WEALTH MANAGEMENT - HONOLULU, HI (2) 1/16/2003 - NON-VARIABLE INSURANCE - INSURANCE - HONOLULU, HI. (3) 1/15/2009 - NON-VARIABLE INSURANCE - PACIFIC INSURANCE SERVICES, LLC - I AM AN INSURANCE BROKER FOR PACIFIC GUARDIAN LIFE, MASSMUTUAL, GUARDIAN AND OTHER INUSRANCE COMPANIES SELLING ONLY FIXED PRODUCTS. MY OUTSIDE INSURANCE BUSINESS HAS APPROVED BY LPL BEFORE BY USING MY OWN NAME, SERRY SHAO. - 20% OF TIME. HONOLULU, HI. (4) 10/27/2011 - DBA ONLY - WEALTH APD - HONOLULU, HI. (5) 01/07/2014 - SERRY SHIH SHAO BOREK - REAL ESTATE RENTAL - 1 OFFICE SPACE, 1 RESIDENTIAL UNIT, 2 PARKINGS. - TIME SPENT 1% - HONOLULU, HI (6) 02/03/2015 - AUTHOR - BLOGGER - TIME SPENT 1 HOUR PER MONTH - HONOLULU, HI.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-09 |
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