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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-28 |
| PA | RA | APPROVED | 2019-10-15 |
Branch Locations
1606 Carmody Ct Ste 401, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sweickley | PA | 01/2013 | 10/2019 |
| City National Bank | Sweickley | PA | 05/2019 | 10/2019 |
| Wells Fargo Clearing Services Llc | Sewickley | PA | 10/2019 | Present |
HIAWATHA SPORTSMANS CLUB HOA, NOT INVT RELATED, ENGADINE, MI, BOARD MEMBER - START DATE 6/29/2024, 20 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, HEADING UP MEMBERSHIP, VOTING ON MEMBERSHIP DUES AND CABIN RENTALS, DISCUSSING NEW CLUB POLICYS OR BYLAW CHANGES THAT WOULD BE NECESSARY AND DOING AN ANNUAL REVIEW OF OUR MANAGER'S PERFORMANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-28 |
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