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Stephen Michael Callari

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Myers, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-10-23
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

13250 University Center Blvd, Fort Myers, FL 33907 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ft. Myers FL 10/2009 Present
Bank Of America, N.A. Naples FL 02/2010 Present
Previous Registrations
  • 2003-02-19 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Ft. Myers, FL
    Sarasota, FL
    Sarasota, FL
  • 1997-06-17 → 2003-02-11
    Morgan Stanley Dw Inc.
    Fort Myers, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-01
S65 Uniform Investment Adviser Law Examination 1997-07-01
  • S63 Uniform Securities Agent State Law Examination
    1997-07-01
  • S65 Uniform Investment Adviser Law Examination
    1997-07-01
Other Names
  • Steve Callari

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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