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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-10 |
| TX | RA | APPROVED_RES | 2009-06-26 |
Branch Locations
730 Penniman Avenue, Plymouth, MI 48170 • United States
Ann Arbor, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Plymouth | MI | 03/2009 | Present |
The Kiefer Foundation / 27225 Wixom Road Novi,MI 48374 / Foundation/ Charities, Cultural, Educational & Political Organisations / Charity and fundraising related to charity / Member of Board of Directors / / treasurer and board member, general activities of organization / Start Date 10/13/2016 / Encore Musical Theatre Company / United States / 3126 Broad Street Dexter, MI 48130 / theencoretheatre.org / Charity / Cultural Establishment / production of musical theatre and performing arts events / Member of Board of directors / volunteer role as a board member - promoting participation and support of the cultural institution and production of the arts, particularly musical theatre, in the region. / Authority to Make Investment Decisions?: YES / Start Date 1/1/2020 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-15 |
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