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550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-11-30 |
Branch Locations
481 W Germantown Pike 1St Floor, Plymouth Meeting, PA 19462-1312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard | Valley Forge | PA | 10/1992 | 04/2018 |
| Wells Fargo Investment Institute, Inc | Radnor | PA | 11/2021 | Present |
| Unemployed | Downingtown | PA | 04/2018 | 12/2019 |
| Wells Fargo | Radnor | PA | 12/2019 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-08 |
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