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Harold Leverett

LPl Enterprise, LLC

Oklahoma City, OK

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • OK RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

11212 N May Avenue Suite 404, Oklahoma City, OK 73120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Tulsa OK 12/2015 Present
Pruco Securities, Llc. Tulsa OK 12/2015 11/2024
Lpl Enterprise, Llc Oklahoma City OK 11/2024 Present
Previous Registrations
  • 2017-02-07 → 2024-11-14
    Pruco Securities, Llc.
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Tulsa, OK
    Oklahoma City, OK
    Plano, TX
    Tulsa, OK
  • 1998-12-10 → 2016-01-04
    Msi Financial Services, Inc.
    Oklahoma City, OK
    Oklahoma City, OK
Other Businesses

1) 08/14/2025-Harold Leverett & Assoc-Owner-Tax Prep/Accounting/CPA-Inv related-At Oklahoma City, OK-Start date 01/03/1995-5hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-28
S63 Uniform Securities Agent State Law Examination 1993-05-07
  • S65 Uniform Investment Adviser Law Examination
    1998-09-28
  • S63 Uniform Securities Agent State Law Examination
    1993-05-07

View on SEC IAPD

Other Firms

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HILLTOP SECURITIES INC.
LPL FINANCIAL LLC
UBS FINANCIAL SERVICES INC.
EQUITABLE ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FOURPATH CAPITAL MANAGEMENT, LLC
G. DEWAYNE MCANALLY

Other Investors

Matthew Kyle Sanders
Scott Morrison Mullins
Bridgette Nicole Hundon
Peyton j Henry
ROBERT COLLINS RYLAND
DAWN M MASLAR
CARRIE K NICHOLS
Brandy M Webster

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
UBS FINANCIAL SERVICES INC. · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK

More in Oklahoma City, OK

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