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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-18
FL RA APPROVED 1997-12-12
  • TX RA
    APPROVED_RES
    Since 2021-02-18
  • FL RA
    APPROVED
    Since 1997-12-12

Branch Locations

217 S Swoope Ave, Maitland, FL 32751 • United States

Maitland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Maitland FL 09/2005 03/2020
Ameriprise Financial Services, Llc Maitland FL 03/2020 Present
Other Businesses

Business Ownership; Cardenoch LLC; Tax preparation; Tax Preparation; 217 S Swoope Ave, , Maitland, FL, 32751; Not Investment-Related; 02/01/2016; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-21
  • S63 Uniform Securities Agent State Law Examination
    1996-10-21
Other Names
  • Elizabeth Stewart
  • Betsey Stewart

View on SEC IAPD

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