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Emilia N Gale

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

Westfield, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-12-21
NJ RA APPROVED 2010-06-04
  • TX RA
    APPROVED_RES
    Since 2011-12-21
  • NJ RA
    APPROVED
    Since 2010-06-04

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Edison NJ 06/2010 Present
Bank Of America, N.A. Edison NJ 06/2010 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-03
S65 Uniform Investment Adviser Law Examination 1997-02-28
  • S63 Uniform Securities Agent State Law Examination
    2006-02-03
  • S65 Uniform Investment Adviser Law Examination
    1997-02-28
Other Names
  • Emilia Martins Nunes
  • Emilia Nunes Simon

View on SEC IAPD

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