Best Investors Account Sign in

Richard Arthur Hornung

Focus Financial

Minneapolis, MN

Claim This Profile
Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-10
TX RA APPROVED 2010-01-25
  • MN RA
    APPROVED
    Since 2013-12-10
  • TX RA
    APPROVED
    Since 2010-01-25

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Roseville MN 01/2000 Present
Focus Financial Network, Inc. Roseville MN 01/2000 Present
  • 01/2000 → Present
    Osaic Wealth, Inc.
    Roseville, MN
  • 01/2000 → Present
    Focus Financial Network, Inc.
    Roseville, MN
Other Businesses

1. FOCUS FINANCIAL NETWORK, INVESTMENT RELATED, 1300 GODWARD ST. NE, SUITE 5500, MINNEAPOLIS, MN 55413., STATUTORY AGENT, 02/01/2000, 10 HRS MONTH, MINIMAL TIME SPENT DST, ADVISING AND GUIDING CLIENTS ON THE NEEDS AND IMPLEMENTAION OF VARIOUS LIFE INSURANCE, DISABILITY INSURANCE, LONG TERM CARE INSURANCE. 2. FOCUS FINANCIAL NETWORK, INC., INVESTMENT RELATED,1300 GODWARD ST. NE, SUITE 5500, MINNEAPOLIS, MN 55413. , FINANICAL ADVISOR, 02/01/2000, 160 HRS MONTH, 7 HRS DST, COMPREHENSIVE REVIEW OF CLIENT'S OVERALL FINANCIAL PICTURE AND GUIDANCE IN STRATEGICALLY ALLOCATING THEIR INVESTMENTS. 3. HORNUNG FINANCIAL, INC. POSITION: President NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/23/2008 ADDRESS: 1300 Godward Street NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Balancing books, paying bills, preparing quarterly and annual tax returns.. 4. MVI YOUTH HOCKEY ASSOCIATION POSITION: Volunteer Coach NATURE: I am not sure what how the association has been established. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2016 ADDRESS: 855Village Center Drive, #316, St. Paul MN 55127, United States DESCRIPTION: I am a volunteer assistant coach on the Squirt A team and on the Mini-Mites Hockey Programs for my 11 year old son and my 5 year old son.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-27
S63 Uniform Securities Agent State Law Examination 1992-12-07
  • S66 Uniform Combined State Law Examination
    2006-03-27
  • S63 Uniform Securities Agent State Law Examination
    1992-12-07
Other Names
  • Rich Horning

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor