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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-03 |
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
401 Monroe Turnpike, Monroe, CT 06468 • United States
485 Broad Street, Meriden, CT 06450 • United States
653 Orange Center Road, Orange, CT 06477 • United States
220 Captain Thomas Blvd, West Haven, CT 06516 • United States
500 Shelton Avenue, Shelton, CT 06484 • United States
1728 Park Avenue, Bridgeport, CT 06604 • United States
898 Bridgeport Ave, Shelton, CT 06484 • United States
850 Main Street, Bridgeport, CT 06604 • United States
752 Boston Post Road, Madison, CT 06443 • United States
190 South Broad Street, Milford, CT 06460 • United States
45 Town Street, Norwich, CT 06360 • United States
40 Quality Street, Trumbull, CT 06611 • United States
888 White Plains Road, Trumbull, CT 06611 • United States
6 Queen Street, Newtown, CT 06470 • United States
198 Amity Rd, Woodbridge, CT 06525 • United States
3395 Main St, Stratford, CT 06614 • United States
119 E Putnam Ave, Cos Cob, CT 06807 • United States
Riverside, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Bridgeport | CT | 09/1992 | Present |
| Lpl Financial Llc | Bridgeport | CT | 08/2022 | Present |
| Lpl Financial Llc | Bridgeport | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Regional Sales Manager - Start Date - 08/18/2022 - 160 Hours Per Month/150 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-28 |
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