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James Agostisi

Ameriprise Financial Services, LLC

Monroe, CT

Fairfield, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2006-11-07
  • CT RA
    APPROVED
    Since 2006-11-07

Branch Locations

227 Monroe Turnpike Ste 1, Monroe, CT 06468 • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Monroe CT 11/2006 03/2020
Ameriprise Financial Services, Llc Monroe CT 03/2020 Present
Previous Registrations
  • 2005-01-01 → 2006-11-09
    A. G. Edwards & Sons, Inc.
    Southport, CT
    Southport, CT
Other Businesses

Real Estate Ownership; Single Family; Jackson Gore Inn77 Okemo Ridge RoadLudlow, VT, ,; ; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-22
  • S66 Uniform Combined State Law Examination
    2004-12-22

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Monroe, CT
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Trumbull, CT
SLADEK & WITEK, LLP · TRUMBULL, CT
LPL FINANCIAL LLC · MONROE, CT
J.P. MORGAN SECURITIES LLC · MONROE, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MONROE, CT
AMERITAS ADVISORY SERVICES, LLC · Trumbull, CT
AMERITAS ADVISORY SERVICES, LLC · TRUMBULL, CT

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