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Jeffrey Allan Spiewak

Ameriprise Financial Services, LLC

Shelton, CT

Monroe, CT

CRD 2486524

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-26
  • CT RA
    APPROVED
    Since 2026-01-26

Branch Locations

Shelton, CT • United States

227 Monroe Turnpike Ste 1, Monroe, CT 06468 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Monroe CT 08/2023 Present
Rockit Solutions, Llc Stamford CT 11/2015 11/2019
Dibico Construction, Inc. Greenwich CT 11/2019 08/2023
  • 08/2023 → Present
    Ameriprise Financial Services, Llc
    Monroe, CT
  • 11/2015 → 11/2019
    Rockit Solutions, Llc
    Stamford, CT
  • 11/2019 → 08/2023
    Dibico Construction, Inc.
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-15
S63 Uniform Securities Agent State Law Examination 1994-07-28
  • S66 Uniform Combined State Law Examination
    2026-01-15
  • S63 Uniform Securities Agent State Law Examination
    1994-07-28
Other Names
  • Jeffrey Allen Spiewak

View on SEC IAPD

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