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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1992-07-01
  • CT RA
    APPROVED
    Since 1992-07-01

Branch Locations

227 Monroe Turnpike Ste 1, Monroe, CT 06468 • United States

Stratford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Monroe CT 09/2005 03/2020
Ameriprise Financial Services, Llc Monroe CT 03/2020 Present
Other Businesses

Board of Directors; Hawley Commons Condominium Association; Member; 707 Hawley Lane, , Stratford, CT, 06614; Not Investment-Related; 08/11/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-19
  • S63 Uniform Securities Agent State Law Examination
    1992-05-19

View on SEC IAPD

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