Christian Michael Morgan

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-07-16
CT	RA	APPROVED	1991-11-06

TX RA
APPROVED_RES

Since 2009-07-16
CT RA
APPROVED

Since 1991-11-06

Branch Locations

Shelton, CT • United States

227 Monroe Turnpike Ste 1, Monroe, CT 06468 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Monroe	CT	09/2005	03/2020
Ameriprise Financial Services, Llc	Monroe	CT	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Monroe, CT
03/2020 → Present

Ameriprise Financial Services, Llc

Monroe, CT

Other Businesses

Real Estate Ownership; Single Family; 213 County Rt. 5Pulaski, NY 13142, ,; Not Investment-Related; 09/01/2015. Business Ownership; Tip Top Corp; Owner; Manage Ameriprise Business; 594 River Road, , Shelton, CT, 06484; Investment-Related; 06/01/2025; 60 hours per month; 60 during trading hours. Outside Employment; Tip Top Corp; Owner; Manage advisory business; 594 River Road, , Shelton, CT, 06484; Investment-Related; 06/02/2025; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-02
S63	Uniform Securities Agent State Law Examination	1992-01-23

S65 Uniform Investment Adviser Law Examination

1994-03-02
S63 Uniform Securities Agent State Law Examination

1992-01-23

Other Names

Christian Morgan

View on SEC IAPD