David Edward Floyd

Current Employers

Employment History

• 06/2026 → Present
  Kestra Investment Services, Llc
  St. Charles , IL
• 06/2026 → Present
  Kestra Advisory Services, Llc
  St. Charles, IL
• 05/2010 → 10/2016
  Ubs Asset Management
  Chicago, IL
• 10/2016 → 03/2020
  Ubs Asset Management
  Chicago, IL
• 03/2020 → 05/2021
  Not Presently Employed
  South Elgin, IL
• 05/2021 → 06/2026
  Commonwealth Financial Network
  Waltham, MA
• 05/2021 → 06/2026
  Riverstone Wealth Partners
  Saint Charles, IL

Previous Registrations

• 2022-10-31 → 2026-06-03
  Commonwealth Financial Network
  Saint Charles, IL

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: RIVERSTONE WEALTH PARTNERS, LLC POSITION: VP Operations and Integrator NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2026 ADDRESS: 606 RIVERSIDE AVE, ST CHARLES IL 60174, United States DESCRIPTION: Internal, non-advisory to clients.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-05

Other Names

• David E Floyd
• David Edwards Floyd