Tracy Lee Miller

Current Employers

Employment History

• 08/2006 → Present
  Tmiller Financial Llc
  Houston, TX
• 01/2013 → 06/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2017 → 10/2018
  K Street Retirement Partners
  Houston, TX
• 06/2018 → Present
  Lpl Financial Llc
  Houston, TX

Previous Registrations

• 2010-11-15 → 2018-07-24
  Cetera Wealth Services, Llc
  Boerne, TX
  Houston, TX
• 2008-05-27 → 2010-11-23
  Woodbury Financial Services, Inc.
  Houston, TX
  League City, TX
  Houston, TX
• 1998-09-28 → 2006-09-27
  Kestra Investment Services, Llc
  Houston, TX
  Houston, TX

Other Businesses

1. 7/9/2018 - TMILLER FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/2006. 2. 7/9/2018 - No Business Name - Not Investment Related - Other-Notary - Started 01/2016 - 0 Hours Per Mont - Time Spent 0%. 3. 11/2/2018 - TMiller Financial LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/01/2006 - 100 Hours Per Month During Securities Trading. 4) 09/24/2025 - The Noble Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:10/01/2025 - 150 Hrs/Mth - 150 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-16

Designations

Other Names

• Tracy L Young
• Tracy Lee Duffy
• Tracy Duffy Miller