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Eugene Jeffrey Duarte

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Hartford, CT

Avon, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-12-11
CT RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2009-12-11
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

29 S Main St, West Hartford, CT 06107 • United States

Avon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Hartford CT 10/2009 Present
Bank Of America,N.A. Farmington CT 06/2011 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Hartford, CT
    Farmington, CT
    New Hartford, CT
    West Hartford, CT
    West Hartford, CT
    West Hartford, CT
    Canton, CT
    West Hartford, CT
    Canton, CT
    Newington, CT
  • 2002-12-04 → 2004-10-20
    Quick & Reilly, Inc.
    Canton, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-22
S63 Uniform Securities Agent State Law Examination 1992-12-18
  • S65 Uniform Investment Adviser Law Examination
    1993-05-22
  • S63 Uniform Securities Agent State Law Examination
    1992-12-18
Other Names
  • Gene Duarte
  • Eugene Duarte

View on SEC IAPD

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MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
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JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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