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70 Gedney Way, White Plains, NY 10605 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-07 |
| CT | RA | APPROVED | 2019-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | White Plains | NY | 12/2009 | 11/2017 |
| Wells Fargo Advisors Financial Network Llc | White Plains | NY | 08/2005 | 11/2017 |
| Prato Capital Management | White Plains | NY | 08/2005 | Present |
| Prato Capital Management | White Plains | NY | 01/2019 | Present |
Name of the other business: Atria Woodlands Assisted Living Investment-related: No Address: Saw Mill River Rd, Ardsley, NY Nature of the business: Assisted living Position, title, or relationship with the other business: Server Start date: 12/4/2023 Approximate hours/month: 48 Hours during securities trading hours: No Duties: Wait tables during dinner meals for residents of the facility DOUBLEDAY'S, NOT INV RELATED, DOBBS FERRY, NY, BARTENDER, START 3/12/2017, 28 HOURS PER MONTH, ZERO DURING TRADING, GUEST SERVICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-29 |
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