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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| OR | RA | APPROVED | 2002-07-01 |
| AK | RA | APPROVED | 2000-05-03 |
Branch Locations
2220 Nw Labiche Lane Suite 210, Bend, OR 97703 • United States
Bend, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Bend | OR | 03/2008 | Present |
(1) DESCHUTES PUBLIC LIBRARY FOUNDATION; ADDRESS: PO BOX 963, BEND, OR 97709; BUSINESS DESCRIPTION: FUNDRAISING FOR LIBRARY; NOT INVESTMENT RELATED; START DATE: 07/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: GOVERNANCE AND POLICY-MAKING; HOURS DEVOTED PER WEEK: 0.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-23 |
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