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Robert James Douglass

Douglass Financial Group

Greenwood Village, CO

Conifer, CO

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Current Employers
Douglass Financial Group

6312 S. Fiddlers Green Circle, Suite 300E, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

6312 S. Fiddlers Green Circle, Suite 300E, Greenwood Village, CO 80111 • United States

Conifer, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Douglass Financial Group Greenwood Village CO 03/2013 Present
Previous Registrations
  • 2011-10-07 → 2014-04-14
    Wealth Management
    Norfolk, NE
  • 2013-09-06 → 2013-09-06
    Douglass Financial Group
    Greenwood Village, CO
  • 2011-08-08 → 2011-09-02
    Sunset Financial Services, Inc.
    Greenwood Village, CO
    Greenwood Village, CO
    Greenwood Village, CO
  • 2011-02-24 → 2011-08-11
    Securities America Advisors, Inc.
    Greenwood Village, CO
  • 2001-09-26 → 2011-01-06
    Hfg Advisors
    Greenwood Village, CO
    Aurora, CO
    Greenwood Village, CO
  • 2001-11-23 → 2005-10-06
    Walnut Street Advisers Inc
    Aurora, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-02
  • S65 Uniform Investment Adviser Law Examination
    1999-02-02
Other Names
  • Bob Douglass
  • Robert James Douglas

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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