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James Joseph Mercier

Ameriprise Financial Services, LLC

Long Beach, CA

Long Beach, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

3900 Kilroy Airport Way Ste 190, Long Beach, CA 90806-6815 • United States

Long Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Long Beach CA 09/2005 03/2020
Ameriprise Financial Services, Llc Long Beach CA 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-23
  • S63 Uniform Securities Agent State Law Examination
    1992-11-23

View on SEC IAPD

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