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Daniel Arthur Roblin

Wells Fargo Clearing Services, LLC

Williamsville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-24
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2015-07-21
  • TX RA
    APPROVED
    Since 2023-03-24
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2015-07-21

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Buffalo NY 01/2015 11/2016
Wells Fargo Clearing Services, Llc Buffalo NY 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-11
S63 Uniform Securities Agent State Law Examination 1992-12-23
  • S66 Uniform Combined State Law Examination
    2015-11-11
  • S63 Uniform Securities Agent State Law Examination
    1992-12-23
Designations
Other Names
  • Daniel Arthur Roblin
  • Daniel A Roblin

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
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