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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-03-25
  • CO RA
    APPROVED
    Since 2017-03-25

Branch Locations

2000 S Colorado Blvd, Tower Ii Suite 800, Denver, CO 80222 • United States

Lone Tree, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Greenwood Village CO 01/2015 03/2017
Mml Investors Services, Llc Denver CO 03/2017 Present
Massmutual Life Insurance Co Denver CO 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Greenwood Village, CO
  • 03/2017 → Present
    Denver, CO
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Denver, CO
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Greenwood Village, CO
  • 1999-01-01 → 2015-01-02
    New England Securities
    Greenwood Village, CO
    Denver, CO
    Denver, CO
Other Businesses

INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS - 5SEC HOURS 2NON SEC HOURS - SELLING DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE ACCIDENT AND HEALTH, LONG TERM CARE - SINCE 1/1994

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-21
  • S63 Uniform Securities Agent State Law Examination
    2008-07-21

View on SEC IAPD

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