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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-03-27 |
Branch Locations
19785 Village Office Court Suite 101, Bend, OR 97702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Bend | OR | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Osaic | Bend | OR | 01/2024 | Present |
1. HARDING CAPITAL MANAGEMENT POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 176 SECURITIES TRADING HOURS: 143 START DATE: 03/25/2024 ADDRESS: 19785 Village Office Ct., Bend OR 97702, United States DESCRIPTION: Administrative and Portfolio Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-22 |
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