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6075 Poplar Ave Suite 720, Memphis, TN 38119 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-02-04 |
Branch Locations
6075 Poplar Avenue Suite 720, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chickasaw Securities, Llc | Memphis | TN | 09/2003 | Present |
| Chickasaw Capital Management, Llc | Memphis | TN | 05/2003 | Present |
MR. MEAD IS A TRUSTEE, PRESIDENT AND CEO OF MAINGATE MLP FUND, AN OPEN-ENDED MUTUAL FUND REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940. DUTIES INVOLVE PARTICIPATING IN THE BOARD OF TRUSTEES MEETING. MR. MEAD IS ALSO ON THE BOARD OF DIRECTORS OF OAKWORTH CAPITAL BANK, A PRIVATELY OWNED BANK IN BIRMINGHAM, ALABAMA. HE PARTICIPATES IN THE BOARD OF DIRECTOR MEETINGS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-01 |
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