Charles Arthur Cox

Current Employers

Employment History

• 03/1999 → Present
  Cox Financial Llc
  Seattle, WA
• 03/2000 → Present
  2000 Cox Family Llc
  Seattle, WA
• 07/2012 → Present
  Raymond James Financial Services, Inc.
  Federal Way, WA
• 08/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Federal Way, WA
• 04/2016 → Present
  Cox Financial
  Federal Way, WA

Previous Registrations

• 2010-09-15 → 2012-08-01
  Brokersxpress Llc
  Chicago, IL
  Burien, WA
• 2009-01-02 → 2010-09-17
  Raymond James Financial Services Advisors, Inc
  Seattle, WA
• 1999-03-22 → 2009-01-02
  Raymond James Financial Services, Inc.
  Seattle, WA

Other Businesses

(1)Name of Business: 2000 Cox Family LLC Address: 37800 165th Ave SE, Auburn, WA, 98092, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2000 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing the commercial rental property at 112 157th St., Burien, WA 98166 (2)Name of Business: 2008 Cox Family LLC Address: 37800 165th Ave SE, Auburn, WA, 98092, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO Investment Related: Yes Start Date: 08/26/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage rental properties, both residential and commercial (3)Name of Business: Cox Financial Address: 33600 6th Ave S Ste 230, Federal Way, WA, 98003, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 04/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor to Clients (4)Name of Business: Cox Financial LLC Address: 33600 6th Ave S Ste 230, Federal Way, WA, 98003, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/01/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help Clients buy Fixed Annuities and term insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-28
• S63 Uniform Securities Agent State Law Examination
  1992-10-23

Other Names

• Chuck Cox