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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-12-08 |
| TX | RA | APPROVED | 2025-12-08 |
Branch Locations
6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States
Littleton, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Campbell | CA | 09/1992 | 12/2023 |
| Rws Consulting, Llc | Littleton | CO | 12/2022 | 10/2025 |
| Fidelity Investments | Greenwood Village | CO | 10/2025 | Present |
OBA-124446|OrgNmn:DSRS Enterprises LLC|Org Addr:Littleton,Colorado,US|OBA Nature:Fitness Studio - Row House Ken|Invst Rel:N|Title:Partner|Duties:Maintain Financial Records for the studio; My spouse Dorothy Stern will be handling the day to day operations of the studio.|StrtDt:08-06-26|TotHrs/mon:8|TrdHrs/mon:0|OBA-124454|OrgNmn:Real estate investment|Org Addr:Manteca,California,US|OBA Nature:Single Family Residence owned |Invst Rel:Y|Title:Sole Proprietor|Duties:Maintain residence to include tax records|StrtDt:03-01-09|TotHrs/mon:1|TrdHrs/mon:0|OBA-124442|OrgNmn:RWS Consulting LLC|Org Addr:Littleton,Colorado,US|OBA Nature:Accounting and tax reporting a|Invst Rel:N|Title:Sole Proprietor|Duties:Manage books and records, to include income tax reporting, related to an installment sale.|StrtDt:12-27-22|TotHrs/mon:3|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-09 |
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