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Veronica Lynn Pies

Raymond James & Associates, Inc.

Bloomfield Hills, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-11-14
  • MI RA
    APPROVED
    Since 2019-11-14

Branch Locations

39400 Woodward Ave Suite 150, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Birmingham MI 11/2008 11/2019
Raymond James & Associates, Inc. Bloomfield Hills MI 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-22
  • S66 Uniform Combined State Law Examination
    2012-09-22
Other Names
  • Veronica Lynn Bennett
  • Roni Horn
  • Veronica Horn
  • Veronica Lynn Horn

View on SEC IAPD

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