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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-11-19 |
Branch Locations
226 Schilling Cir Ste 270, Hunt Valley, MD 21031-8657 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Baltimore | MD | 10/2014 | 11/2018 |
| Raymond James & Associates, Inc | Baltimore | MD | 11/2018 | Present |
| Loyola University Maryland | Baltimore | MD | 11/2018 | Present |
| Loyola University | Baltimore | MD | 11/2018 | Present |
Loyola University Maryland Address: 4501 N. Charles Street, Baltimore , MD Nature of the Business: Professor/Teacher Position/Title: Professor/Teacher Investment Related: No Start Date: 11/19/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Professor/Teacher.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-11 |
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