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Frederick Charles Schaeffer

Mml Investors Services, LLC

Memphis, TN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-30
TN RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-30
  • TN RA
    APPROVED
    Since 2017-03-25

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Memphis TN 01/2015 03/2017
Mml Investors Services, Llc Memphis TN 03/2017 Present
Massmutual Life Insurance Co Memphis TN 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Memphis, TN
  • 03/2017 → Present
    Memphis, TN
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Memphis, TN
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Franklin, TN
    Memphis, TN
  • 2004-02-20 → 2015-01-02
    New England Securities
    Memphis, TN
    Memphis, TN
Other Businesses

(1)NAME: FRED SCHAEFFER JR INV REL: Y ADDR: 949 SOUTH SHADY GROVE RD MEMPHIS TN 38120 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: SALES/AGENT START: 06/1997 NO/HRS: 15 NO/HRS DUR TRADING: 15.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-22
  • S63 Uniform Securities Agent State Law Examination
    1994-04-22
Other Names
  • Frederick Schaeffer
  • Fred Schaeffer

View on SEC IAPD

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