Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-11 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
210 Vallejo St Ste B, Petaluma, CA 94952-3265 • United States
210 Vallejo St Ste B, Petaluma, CA 94952-3265 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gary K. Smith | San Rafael | CA | 01/1989 | Present |
| Avantax Investment Services, Inc. | Petaluma | CA | 09/1992 | 05/2022 |
| Avantax Advisory Services | Petaluma | CA | 10/1995 | 05/2022 |
| Lpl Financial, Llc | Petaluma | CA | 05/2022 | Present |
1) 6/1996 - Business Entity For Tax/Investment Purposes Only - BLUE COUGAR PRESS - Not Investment Related - Petaluma, CA 94952 2) 2022 - Tax Prep/Accounting/CPA - GARY K SMITH - Investment Related - Petaluma, CA 94952
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-12-14 |
Reach out to this advisor