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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-04-19
  • MN RA
    APPROVED
    Since 2018-04-19

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradient Securities, Llc Arden Hills MN 11/2013 03/2018
Thrivent Financial Appleton WI 04/2018 Present
Thrivent Investment Management Inc Minneapolis MN 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-03
S63 Uniform Securities Agent State Law Examination 1995-03-22
  • S66 Uniform Combined State Law Examination
    2014-03-03
  • S63 Uniform Securities Agent State Law Examination
    1995-03-22
Other Names
  • Robert Scott Swearinger
  • Scott Swearingen
  • Scott Swearingen

View on SEC IAPD

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