Gregory Gene Garcia

Current Employers

Employment History

• 09/2009 → 01/2022
  Bank Of America, N.A.
  Colorado Springs, CO
• 01/2022 → Present
  Stifel Nicolaus & Co Inc
  Colorado Springs, CO

Previous Registrations

• 1999-01-01 → 2022-01-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Colorado Springs, CO
  Colorado Springs, CO

Other Businesses

1. 1045 Rialto LLC; 23031 Miners Rd, Perris, CO 92570; Family LLC which controls some real estate holdings; Member; Execute lease for property and review maintenance on regular basis; 05/01/2008; 20 Hours per Year; Not During Securities Trading Hours; Investment-Related. 2. Beaver Run Homeowners Association; 6620 Village Road, Breckenridge, CO 80424; Homeowner; Maintenance of condo; 12/15/1993; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 3. Mt. Carmel Wellness and Community Center; 910 Robinson St, Trinidad, CO 81082; Provide Wellness and community activities for an underserved community; Trustee; Oversight of the separate Board of Managers; 06/01/2016; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Mt. Carmel Veteran Service Center; 510 Communications Way, Colorado Springs, CO 80906; Unique one-stop-shop for veteran services; Trustee; Oversight of the Board of Managers; 06/01/2016; 10 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 5. Garden of the Gods Resort and Club HOA; 3168 Lone Mountain View, Colorado Springs, CO 80904; Provide Luxurious casitas; Homeowner; Maintenance of my single family home; 04/01/2016; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related. 6. JJG Brookside LLC; 3320 Mesa Rd, Perris, CA 92570; Real Estate; Member; Lease facility; 12/15/2020; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 7. Mt. Carmel Veterans Service Center; 530 Communications Way Colorado Springs CO 80905; VSC provides services to assist Veterans and their family members with completing VA documentation, finding jobs, job training; Vice chairman of the board of trustees; to run the board meetings when the chairman is not there; 05/02/2024; 10.00hrs/quarter; Not During Securities Trading Hours; Not Investment-Related. 8. Mt. Carmel Wellness and Community Center; 911 Robinson Ave Trinidat CO 81082; Supports the health and wellness of the Trinidad Community which is grossly underserved and very poor; Vice Chairman of the board of trustees; I will run meeting in the absence of the chairman; 05/02/2024; 10.00hrs/quarter; Not during securities trading hours; Not Investment-Related 9. Legatus International, Colorado Springs Chapter; 228 N. Cascade Avenue Colorado Springs, CO 80904; A Catholic Community Organization; Vice President; To substitute for the President in his absence in running meetings; 11/05/2025; 2hrs/mth; Not during securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2008-03-05
• S63 Uniform Securities Agent State Law Examination
  1992-11-19

Other Names

• Greg Garcia
• Gregory G Garcia
• Greg Garcia