Alan Isaac Sasson

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-12-18
TX	RA	APPROVED_RES	2013-09-19
MI	RA	APPROVED	2012-06-28

FL RA
APPROVED

Since 2024-12-18
TX RA
APPROVED_RES

Since 2013-09-19
MI RA
APPROVED

Since 2012-06-28

Branch Locations

39400 Woodward Ave Suite 150, Bloomfield Hills, MI 48304 • United States

Birmingham, MI • United States

Alva, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Bloomfield Hills	MI	06/2012	Present

06/2012 → Present

Raymond James & Associates, Inc.

Bloomfield Hills, MI

Previous Registrations

2010-10-12 → 2012-06-25

Wells Fargo Advisors Financial Network, Llc

Troy, MI
2002-12-06 → 2005-04-11

Morgan Stanley Dw Inc.

Birmingham, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-27
S63	Uniform Securities Agent State Law Examination	1992-11-20

S65 Uniform Investment Adviser Law Examination

1995-11-27
S63 Uniform Securities Agent State Law Examination

1992-11-20

Other Names

Alan Issac Sasson
Alan I Sasson

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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