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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-22
CO RA APPROVED 2009-05-14
  • TX RA
    APPROVED_RES
    Since 2026-06-22
  • CO RA
    APPROVED
    Since 2009-05-14

Branch Locations

8101 E Prentice Ave Ste 850, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Denver CO 05/2009 Present
Previous Registrations
Other Businesses

1. 8/1/2017 - Scheuber Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/31/2017 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 09/22/2023 - Chared LLC - Real Estate Rental - Investment Related - Denver, CO - Start Date 09/04/2023 - 0 Hours per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-20
S63 Uniform Securities Agent State Law Examination 1992-11-24
  • S65 Uniform Investment Adviser Law Examination
    1993-09-20
  • S63 Uniform Securities Agent State Law Examination
    1992-11-24
Other Names
  • Catherine M Stahl

View on SEC IAPD

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