Andrew Charlton Lyford

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-04
CO	RA	APPROVED	1999-01-01

TX RA
APPROVED_RES

Since 2020-02-04
CO RA
APPROVED

Since 1999-01-01

Branch Locations

2055 South Oneida St. Unit 208, Denver, CO 80224-2432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Denver	CO	07/1997	Present

07/1997 → Present

Linsco/Private Ledger Corp.

Denver, CO

Other Businesses

1. APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES. 2. 12/08/09 - DBA ONLY-WESTERN RETIREMENT CONSULTANTS, LLC. 3. 02/12/2003 - DBA ONLY, CHARLTON INVESTMENT SERVICES, INC.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-06-23

S63 Uniform Securities Agent State Law Examination

1994-06-23

Other Names

Andy Lyford
Andrew C Lyford

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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