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Jeffrey David Davies

Moors & Cabot, Inc.

Poland, OH

Phoenix, AZ

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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-06-25
  • OH RA
    APPROVED
    Since 2007-06-25

Branch Locations

850 E. Western Reserve Rd Unit 5, Poland, OH 44514 • United States

645 East Missouri Avenue Suite 170, Phoenix, AZ 85012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wrp Investments, Inc. Youngstown OH 01/1997 Present
Moors & Cabot, Inc. Boston MA 08/2005 Present
Moors & Cabot, Inc. Boston MA 06/2007 Present
Previous Registrations
  • 2005-09-16 → 2018-03-29
    Analytical Portfolio Solutions, Llc
    Youngstown, OH
    Youngstown, OH
  • 2006-03-16 → 2007-06-25
    Moors & Cabot Inc
    Youngstown, OH
  • 2000-07-07 → 2005-08-16
    Wrp Investments, Inc.
    Youngstown, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-01
S63 Uniform Securities Agent State Law Examination 2004-11-19
  • S65 Uniform Investment Adviser Law Examination
    2005-08-01
  • S63 Uniform Securities Agent State Law Examination
    2004-11-19
Other Names
  • Jeffrey D Vlad

View on SEC IAPD

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Other Offices

BIRMINGHAM CAPITAL MANAGEMENT CO INC · BIRMINGHAM, AL
STONEX ADVISORS INC. · BIRMINGHAM, AL
TRUST ADVISORY GROUP LTD · BIRMINGHAM, AL
USA FINANCIAL SECURITIES LLC · Birmingham, AL
FAIRVOY PRIVATE WEALTH, LLC · BIRMINGHAM, AL
SOUTHERN OAK CAPITAL, LLC · BIRMINGHAM, AL
FIRST COMMAND ADVISORY SERVICES · Birmingham, AL
AMERIPRISE FINANCIAL SERVICES, LLC · Birmingham, AL

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