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Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-12
  • FL RA
    APPROVED
    Since 2023-04-12

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

2600 N Military Trail Suite 100, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Lawrenceville NJ 02/2008 12/2016
Metropolitan Life Ins Co. Lawrenceville NJ 02/2008 12/2016
Massachusetts Mutual Life Insurance Company Coral Gables FL 12/2016 11/2018
Mml Investors Services, Llc Coral Gables FL 12/2016 11/2018
Investacorp, Inc. Miami FL 11/2018 07/2020
Securities America, Inc. Miami FL 07/2020 08/2020
Triad Advisors Norcross GA 08/2020 06/2022
Stonex Group Inc. Boca Raton FL 06/2022 Present
Stonex Financial Inc Boca Raton FL 06/2022 Present
Stonex Securities Inc. Boca Raton FL 03/2023 Present
Stonex Advisors Inc. Boca Raton FL 03/2023 Present
  • 02/2008 → 12/2016
    Metlife Securities Inc
    Lawrenceville, NJ
  • 02/2008 → 12/2016
    Metropolitan Life Ins Co.
    Lawrenceville, NJ
  • 12/2016 → 11/2018
    Massachusetts Mutual Life Insurance Company
    Coral Gables, FL
  • 12/2016 → 11/2018
    Mml Investors Services, Llc
    Coral Gables, FL
  • 11/2018 → 07/2020
    Investacorp, Inc.
    Miami, FL
  • 07/2020 → 08/2020
    Securities America, Inc.
    Miami, FL
  • 08/2020 → 06/2022
    Triad Advisors
    Norcross, GA
  • 06/2022 → Present
    Stonex Group Inc.
    Boca Raton, FL
  • 06/2022 → Present
    Stonex Financial Inc
    Boca Raton, FL
  • 03/2023 → Present
    Stonex Securities Inc.
    Boca Raton, FL
  • 03/2023 → Present
    Boca Raton, FL
Previous Registrations
  • 2020-09-14 → 2022-07-13
    Triad Advisors Llc
    Atlanta, GA
    North Miami Beach, FL
    Delray Beach, FL
Other Businesses

Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-31
S65 Uniform Investment Adviser Law Examination 2000-11-20
S63 Uniform Securities Agent State Law Examination 1998-12-23
  • S66 Uniform Combined State Law Examination
    2020-08-31
  • S65 Uniform Investment Adviser Law Examination
    2000-11-20
  • S63 Uniform Securities Agent State Law Examination
    1998-12-23
Other Names
  • Joseph Lauber
  • Amir Joseph Lauber
  • Amir Lauber

View on SEC IAPD

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