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Stonex Advisors Inc. CRD 174182
$5.09B regulatory AUM 52 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-12 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
2600 N Military Trail Suite 100, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Lawrenceville | NJ | 02/2008 | 12/2016 |
| Metropolitan Life Ins Co. | Lawrenceville | NJ | 02/2008 | 12/2016 |
| Massachusetts Mutual Life Insurance Company | Coral Gables | FL | 12/2016 | 11/2018 |
| Mml Investors Services, Llc | Coral Gables | FL | 12/2016 | 11/2018 |
| Investacorp, Inc. | Miami | FL | 11/2018 | 07/2020 |
| Securities America, Inc. | Miami | FL | 07/2020 | 08/2020 |
| Triad Advisors | Norcross | GA | 08/2020 | 06/2022 |
| Stonex Group Inc. | Boca Raton | FL | 06/2022 | Present |
| Stonex Financial Inc | Boca Raton | FL | 06/2022 | Present |
| Stonex Securities Inc. | Boca Raton | FL | 03/2023 | Present |
| Stonex Advisors Inc. | Boca Raton | FL | 03/2023 | Present |
Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-31 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-23 |
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