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3298 Stones Throw Ave, Poland, OH 44514 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-31 |
| PA | RA | APPROVED | 2024-07-26 |
| TX | RA | APPROVED | 2024-07-26 |
| OH | RA | APPROVED | 2024-05-09 |
Branch Locations
3298 Stones Throw Ave, Poland, OH 44514 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-01-30 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
3298 Stones Throw Avenue, Poland, OH 44514 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hda Wealth Management, Llc | Poland | OH | 09/2021 | Present |
| Stonex Advisors Inc | Poland | OH | 01/2015 | Present |
| Stone X | Birmingham | AL | 01/2014 | Present |
| Hda Wealth Management, Llc | Poland | OH | 04/2024 | Present |
1) MICHAEL DUNHAM 3298 Stones Throw Ave Poland, OH 44514 SOLE PROPRIETORSHIP NATURE OF BUSINESS: INSURANCE SALES THROUGH TITLE: SALES DUTIES: SELL INSURANCE PERCENT OF TIME: >10 COMPENSATION: COMMISSIONS 2) Dunham Family Foundation 6671 Sturbridge Pl, Poland, OH 44514 03/31/2008 President Non-Investment Related Non-profit, charitable organization Handle the administrative duties including processing contributions, distributions, and tax filings 10 hours per month and zero during market hours. 3) HDA Wealth Management LLC - 3298 Stones Throw Ave Poland, OH 44514 Nature of Business: Investment Advisor Representative and Financial Planner. Investment Related: Yes Title: Co-owner/Investment Advisor Representative. Start Date: 05/09/2024 Duties: Giving individuals investment advice, account management, and financial planning services for compensation. Hours Devoted to Business: 80 Hours Devoted to Business during Market Hours: 72 4) Stone X Registered Rep as well as an IAR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-10 |
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