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Current Employers
Hda Wealth Management, Llc

3298 Stones Throw Ave, Poland, OH 44514 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-31
PA RA APPROVED 2024-07-26
TX RA APPROVED 2024-07-26
OH RA APPROVED 2024-05-09
  • FL RA
    APPROVED
    Since 2024-07-31
  • PA RA
    APPROVED
    Since 2024-07-26
  • TX RA
    APPROVED
    Since 2024-07-26
  • OH RA
    APPROVED
    Since 2024-05-09

Branch Locations

3298 Stones Throw Ave, Poland, OH 44514 • United States

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-01-30
  • OH RA
    APPROVED
    Since 2015-01-30

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

3298 Stones Throw Avenue, Poland, OH 44514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hda Wealth Management, Llc Poland OH 09/2021 Present
Stonex Advisors Inc Poland OH 01/2015 Present
Stone X Birmingham AL 01/2014 Present
Hda Wealth Management, Llc Poland OH 04/2024 Present
Previous Registrations
  • 2022-01-02 → 2022-02-11
    Poland, OH
  • 2000-07-07 → 2015-01-30
    Wrp Investments, Inc.
    Youngstown, OH
    Canfield, OH
    Youngstown, OH
    Youngstown, OH
Other Businesses

1) MICHAEL DUNHAM 3298 Stones Throw Ave Poland, OH 44514 SOLE PROPRIETORSHIP NATURE OF BUSINESS: INSURANCE SALES THROUGH TITLE: SALES DUTIES: SELL INSURANCE PERCENT OF TIME: >10 COMPENSATION: COMMISSIONS 2) Dunham Family Foundation 6671 Sturbridge Pl, Poland, OH 44514 03/31/2008 President Non-Investment Related Non-profit, charitable organization Handle the administrative duties including processing contributions, distributions, and tax filings 10 hours per month and zero during market hours. 3) HDA Wealth Management LLC - 3298 Stones Throw Ave Poland, OH 44514 Nature of Business: Investment Advisor Representative and Financial Planner. Investment Related: Yes Title: Co-owner/Investment Advisor Representative. Start Date: 05/09/2024 Duties: Giving individuals investment advice, account management, and financial planning services for compensation. Hours Devoted to Business: 80 Hours Devoted to Business during Market Hours: 72 4) Stone X Registered Rep as well as an IAR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-10
  • S66 Uniform Combined State Law Examination
    2000-07-10
Designations
Other Names
  • Michael James Dunham

View on SEC IAPD

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