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Harvey Thomas Smith

Birmingham Capital Management Co Inc

Birmingham, AL

CRD 2307753

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Employer firm

Birmingham Capital Management Co Inc CRD 108508

$274M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Birmingham Capital Management Co Inc

2 Perimeter Park South Suite 235-East, Birmingham, AL 35243-3253 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 1992-12-04
  • AL RA
    APPROVED
    Since 1992-12-04

Branch Locations

2 Perimeter Park South Suite 235-East, Birmingham, AL 35243-3253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Birmingham Capital Management Co., Inc. Birmingham AL 11/1983 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-04
  • S65 Uniform Investment Adviser Law Examination
    1992-12-04

View on SEC IAPD

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