Jeffery Ames Riley

Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 06/2020
  Principal Life Insurance Company
  Birmingham, AL
• 08/2015 → 06/2020
  Princor Financial Services Corporation
  Birmingham, AL
• 02/2017 → 06/2020
  L&R Wealth Management
  Birmingham, AL
• 06/2020 → Present
  Stonex Securities Inc.
  Birmingham, AL
• 06/2020 → Present
  Stonex Advisors Inc.
  Birmingham, AL

Previous Registrations

• 2015-09-01 → 2020-06-17
  Principal Securities, Inc.
  Birmingham, AL
• 2002-09-17 → 2015-08-24
  Charles Schwab & Co., Inc.
  Birmingham, AL
  Mountain Brook, AL
• 2002-04-02 → 2003-02-21
  Ameriprise Financial Services, Llc
  Birmingham, AL

Other Businesses

1) UNITED HEALTHCARE - 7440 WOODLAND DR, INDIANAPOLIS, IN 46278 NATURE OF BUSINESS: SMALL GROUP HEALT INSURANCE INVESTMENT RELATED: NO BUSINESS POSITION: OUTSIDE AGENT BUSINESS DUTIES: OUTSIDE REP AND AGENT OF RECORD OF ONE PLACE BUSINESS START DATE: 07/01/2018 APPROXIMATELY 0.50 average but it really only takes around 6 hours one time a year to resign the documents, WITH ZERO DURING MARKET HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-01-11

Other Names

• Jeffrey Ames Riley
• Jeff Ames Riley
• Jeff Ames Riley
• Jeffrey Ames Riley