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Steven B Schwartz

Edward Jones

Morton Grove, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-16
IL RA APPROVED 2007-02-20
  • TX RA
    APPROVED_RES
    Since 2019-08-16
  • IL RA
    APPROVED
    Since 2007-02-20

Branch Locations

5901 Dempster Street Ste 100, Morton Grove, IL 60053-3023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Morton Grove IL 07/1992 Present
  • 07/1992 → Present
    Edward D. Jones & Co., L.P.
    Morton Grove, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-15
S63 Uniform Securities Agent State Law Examination 1993-07-30
  • S66 Uniform Combined State Law Examination
    2007-02-15
  • S63 Uniform Securities Agent State Law Examination
    1993-07-30
Other Names
  • Steven Benjamin Schwartz

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MORTON GROVE, IL
FIFTH THIRD SECURITIES, INC. · MORTON GROVE, IL
EDWARD JONES · NILES, IL
LPL FINANCIAL LLC · GLENVIEW, IL
PNC WEALTH MANAGEMENT LLC · NILES, IL
CAPITAL GAINS INCORPORATED · NILES, IL
J.P. MORGAN SECURITIES LLC · NILES, IL
EDWARD JONES · Niles, IL

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