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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-25
IL RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2021-02-25
  • IL RA
    APPROVED
    Since 2021-01-05

Branch Locations

8745 Waukegan Rd, Morton Grove, IL 60053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Des Plaines IL 09/2019 Present
Bank Of America, N.A. Des Plaines IL 09/2019 Present
Marianos Park Ridge IL 02/2014 12/2016
Amazon Norridge IL 11/2018 04/2019
Ait Logistics Itasca IL 06/2019 09/2019
Unemployed Park Ridge IL 05/2019 06/2019
University Of Illinois At Chicago Chicago IL 01/2017 05/2019
  • 09/2019 → Present
    Des Plaines, IL
  • 09/2019 → Present
    Bank Of America, N.A.
    Des Plaines, IL
  • 02/2014 → 12/2016
    Marianos
    Park Ridge, IL
  • 11/2018 → 04/2019
    Amazon
    Norridge, IL
  • 06/2019 → 09/2019
    Ait Logistics
    Itasca, IL
  • 05/2019 → 06/2019
    Unemployed
    Park Ridge, IL
  • 01/2017 → 05/2019
    University Of Illinois At Chicago
    Chicago, IL
Other Businesses

I*1240330For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Chicago, Illinois, 60630Nature of business: Position, title, association: Sole owner, Start date of relationship: 5/15/2023Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0 I*2899285 Entity Type: N/A Name of OBA: Rental Property 2 Address:Park Ridge Illinois Investment Related:No Position, Title, Association:Sole owner Start Date:10/15/2025 No Hours: 4 Monthly No Hours during trading:0 Monthly Duties:N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-04
  • S66 Uniform Combined State Law Examination
    2021-01-04

View on SEC IAPD

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