Jamie Gaballa

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-02-07
IL	RA	APPROVED	2025-01-24

IN RA
APPROVED

Since 2025-02-07
IL RA
APPROVED

Since 2025-01-24

Branch Locations

6210 Dempster Street, Morton Grove, IL 60053 • United States

7100 West Oakton, Niles, IL 60714 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Lincolnwood	IL	02/2022	Present
Self Employed	Chicago	IL	02/2013	12/2021
Fifth Third Securities	Lincolnwood	IL	06/2024	Present

02/2022 → Present

Fifth Third Bank

Lincolnwood, IL
02/2013 → 12/2021

Self Employed

Chicago, IL
06/2024 → Present

Fifth Third Securities

Lincolnwood, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-15
S63	Uniform Securities Agent State Law Examination	2024-08-16

S65 Uniform Investment Adviser Law Examination

2024-10-15
S63 Uniform Securities Agent State Law Examination

2024-08-16

Other Names

Jamie James Gahalla
J James Gaballa
Jamie J Gaballa
Jamie James Gaballa