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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glenview | IL | 08/2016 | Present |
| Chicago Municipal Credit Union | Chicago | IL | 08/2016 | Present |
(1) 08/16/2016: Andrew Hall - Non-Variable Insurance- Property & Casualty - INV REL - At Reported Business Location(s) - Start 08/15/2016 - 5 Hr/Mo; 0 Hours During Securities Trading; 5% Time Spent (2) 9/13/2017: Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1 Hour Per Month During Securities Trading. (3) 3/4/2019 - No Business Name - Not Investment Related - Home Based - Other-Legal shield - Broker - Start Date: 04/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading. (4) 04/13/2026 - 234 Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Glenview, IL - Start Date 03/25/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-02 |
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