MORGAN STANLEY

2700 Patriot Boulevard Suite150, Glenview, IL 60026

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Registered Advisors 17

NICOLE MARIE ASTABRAGHPOUR ROSS WILLIAM MILLER MICHAEL L WISE REED P GRIFFITHS Zachary R Baj JULIE MAMETT SHECHTMAN Rochelle D Dukas CHRIS B LINDBLAD ZACHARY ANDREW KRANTZ JACKSON TAVENNER CHERIE A BOND JENNIFER S BYRNE ANA MARIA VILLARREAL MASON W MACKENZIE Tina L Reilly GEORGE JOHN MILLER KIM EIKENBERRY

Name
NICOLE MARIE ASTABRAGHPOUR
ROSS WILLIAM MILLER
MICHAEL L WISE
REED P GRIFFITHS
Zachary R Baj
JULIE MAMETT SHECHTMAN
Rochelle D Dukas
CHRIS B LINDBLAD
ZACHARY ANDREW KRANTZ
JACKSON TAVENNER
CHERIE A BOND
JENNIFER S BYRNE
ANA MARIA VILLARREAL
MASON W MACKENZIE
Tina L Reilly
GEORGE JOHN MILLER
KIM EIKENBERRY

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Address

Street	2700 Patriot Boulevard Suite150
City	Glenview
State	IL
ZIP	60026
Country	United States

Firm

Legal Name	MORGAN STANLEY SMITH BARNEY LLC
SEC #	801-70103
CRD #	149777
Region	NYRO
Umbrella	N

Other Firms

REGAL ADVISORY SERVICES, INC.

ALLWORTH FINANCIAL, L.P.

FIFTH THIRD SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

EDELMAN FINANCIAL ENGINES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

DAVID GEORGE GARCIA

ROBERT PAUL GREEN

MARILYN P CARTER-HOGAN

MICHAEL GERARD HICKEY

SKAISTE AKSOMITAITE

JAMES FRANCIS MADIGAN

GREGORY SCOTT KNIGHT

Other Offices

REGAL ADVISORY SERVICES, INC. · GLENVIEW, IL

ALLWORTH FINANCIAL, L.P. · Glenview, IL

FIFTH THIRD SECURITIES, INC. · NILES, IL

WELLS FARGO CLEARING SERVICES, LLC · GLENVIEW, IL

J.P. MORGAN SECURITIES LLC · NILES, IL

EDELMAN FINANCIAL ENGINES · NORTHBROOK, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NILES, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GLENVIEW, IL

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