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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-13 |
| IL | RA | APPROVED | 2023-02-23 |
Branch Locations
2700 Patriot Boulevard Suite150, Glenview, IL 60026 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Bank | Lake Forest | IL | 07/2001 | 08/2022 |
| Morgan Stanley | Glenview | IL | 10/2022 | Present |
*527329 - Rental Property; Investment related: Yes; Winthrop Harbor, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2004; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-03 |
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