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Robert Paul Green

Regal Advisory Services, Inc.

Glenview, IL

CRD 4049190

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Employer firm

Regal Advisory Services, Inc. CRD 123842

$121M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-04-17
  • IL RA
    APPROVED
    Since 2007-04-17

Branch Locations

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investrade Discount Securities Glenview IL 01/2000 Present
Regal Securities Glenview IL 01/2000 Present
Regal Advisory Services, Inc. Glenview IL 01/2007 Present
  • 01/2000 → Present
    Investrade Discount Securities
    Glenview, IL
  • 01/2000 → Present
    Regal Securities
    Glenview, IL
  • 01/2007 → Present
    Glenview, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-16
S63 Uniform Securities Agent State Law Examination 1999-12-10
  • S66 Uniform Combined State Law Examination
    2005-12-16
  • S63 Uniform Securities Agent State Law Examination
    1999-12-10

View on SEC IAPD

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