Nicholas Paul Spiratos

Current Employers

Employment History

• 09/2013 → Present
  Lpl Financial Llc
  Glenview, IL

Previous Registrations

• 2011-11-01 → 2013-09-23
  Raymond James & Associates, Inc.
  Winnetka, IL
  Chicago, IL
• 2006-03-13 → 2011-04-25
  Charles Schwab & Co., Inc.
  Winnetka, IL
  Kenilworth, IL
  Northbrook, IL
• 2005-09-28 → 2006-02-24
  Sanctuary Securities, Inc.
  Chicago, IL
  Miami, FL
  Chicago, IL
• 2003-04-21 → 2005-08-01
  Vision Asset Management Inc
  Morton Grove, IL

Other Businesses

1. 06/27/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Start Date: 03/10/2016 - 4 Hours Per Month/4 Hours During Securities Trading - State of Illinois Notary Public. 2. 04/13/2026 - 234 Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Glenview, IL - Start Date 03/25/2026 - 0 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2002-10-10